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Municipal Securities Rulemaking Board
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81	Market Structure Review FEBRUARY[removed]In the U.S. the most significant recent market structure Add to Reading List Source URL: www.kcg.com Language: English - Date: 2015-02-19 09:28:59 Finance Investment Self-regulatory organizations Financial regulation Mathematical finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board NYSE Euronext Financial markets Financial economics Stock market
82	MSRB WEBINAR MSRB Rule G-18: Best-Execution Hosted by the Municipal Securities Rulemaking Board \| February 5, 2015 Presenters • Ritta McLaughlin Add to Reading List Source URL: www.msrb.org Language: English - Date: 2015-02-05 14:45:02 Financial economics Business Alternative Trading Systems Securities market Financial system Tower Amendment Self-regulatory organizations Municipal Securities Rulemaking Board Security
83	“How the Fixed Income Markets Leverage Technology to Enhance Transparency” Remarks of Lynnette Kelly, Executive Director at the Investment Company Institute Capital Markets Conference Add to Reading List Source URL: www.msrb.org Language: English - Date: 2015-02-10 16:43:11 Security Transparency Business Economics Investor Protection and Securities Reform Act Financial economics U.S. Securities and Exchange Commission Self-regulatory organizations Electronic Municipal Market Access Municipal Securities Rulemaking Board
84	Investor Advisory Committee Meeting Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-21 11:10:37 Late-2000s financial crisis Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Municipal Securities Rulemaking Board Economy of the United States Business Self-regulatory organizations United States securities law Financial regulation
85	SEC-55 SYSTEM NAME: Information Pertaining or Relevant to SEC Regulated Entities and Their Activities. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records also are maintai Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 12:52:01 Financial economics Self-regulatory organizations Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Municipal Securities Rulemaking Board Securities regulation in the United States Security United States securities law Financial regulation Government
86	SEC-36 SYSTEM NAME: Administrative Proceeding Files. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 12:48:51 Financial system Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Securities regulation in the United States Municipal Securities Rulemaking Board Self-regulatory organization Security United States securities law Government Financial regulation
87	#..SEC-33 System name: Administrative and Litigation Release System--SEC. System location: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records in this system also may be maintained at the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:59:34 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Security Securities and Exchange Commission United States securities law Financial regulation 73rd United States Congress
88	Investor Advisory Committee Meeting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-21 11:10:37 Late-2000s financial crisis Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Municipal Securities Rulemaking Board Economy of the United States Business Self-regulatory organizations United States securities law Financial regulation
89	#..SEC-12 System name: Hearings, Proceedings and Studies--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Duplicate copies of these records may be maintained by SEC Regional and District Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:10:35 Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board Financial economics Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal United States securities law Financial regulation Government
90	Microsoft Word - MSRB G-3 SEC Exam Letter (Dec 2014) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-30 13:33:35 Business Finance United States securities law Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial adviser Security Investment Advisor Financial economics Self-regulatory organizations Investment

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